New Accounts Principal Job at Kovack Financial Network, Fort Lauderdale, FL

NU8xNUkrNDVmTUhFNUIzUGpCTXJXcHk3akE9PQ==
  • Kovack Financial Network
  • Fort Lauderdale, FL

Job Description

Lauderdale, FL. is currently looking for a New Accounts Principal to add to our team. Our ideal candidate will have experience as a Principal working with a Broker Dealer. Duties will include:

Conducting suitability and best interest review of customer accounts to ensure compliance with all applicable regulations and internal policies. Accounts include:

  • Brokerage - NFS, Pershing, IWS
  • Direct Business - variable annuities, equity index/fixed annuities, RIA TAMPS, 529 plans, alternative investments, and mutual funds
  • Providing customer service related to new account requests to our advisors act as primary source of information in regards to our accounts and products
  • Work with compliance team to execute firm’s supervisory policies and procedures.
  • Collaborate in a team environment to manage work-load and daily volume

Candidates should have excellent written and oral communication skills, experience with technology understand that this is “people business,” and be able to make decisions independently.

A FINRA Series 7 and Series 24 is required.

Job Tags

Similar Jobs

Family Service Communities

Home Health Aide Job at Family Service Communities

Family Service Communities - JOB SUMMARY : The Certified home health aide will provide personal care services, medication assistance, support, and supervision to residents. The resident care assistant also will provide housekeeping services to residents and assist... 

Syneos Health Commercial Solutions

Pharmaceutical Sales Representative Job at Syneos Health Commercial Solutions

 ...Join Syneos Health as a Pharmaceutical Sales Representative (PSR) and become a part of a fast-paced and challenging environment where our compassion and dedication drive us to meet the unique needs and goals of our customers. the PSR role is responsible for building relationships... 

Milestone Technologies, Inc.

Help Desk Technician Job at Milestone Technologies, Inc.

 ...network connectivity issues, including digital authentication, remote access, secure Wi-Fi, and wired connectivity to the internal network...  ...Diploma or GED At least two years of experience in an IT helpdesk or related role At least two years of general work... 

Bowdie's Chophouse

Executive Chef Job at Bowdie's Chophouse

 ...extensive wine list and outstanding service, which we deliver in an elegant and comfortable setting. We are looking for a talented Chef to join our team and help us continue our tradition of excellence. As a Chef at our new location opening in Zionsville, IN, you will... 

Carenest Health Services

Travel LPN Job at Carenest Health Services

 ...Title : T-LPN Location : Franklin, NH 03235 Shift : 7:00 PM - 7:30 AM (3 * 12-Hour Night Shifts) Contract : 14 Weeks Guaranteed Hours : 36 Hours per Week Job Overview : Seeking a compassionate and dedicated Temporary Licensed Practical Nurse...